Upload your firm's disclosures, enable users who are your advisors to upload their own disclosures — such as Form ADV2B, and automatically send a disclosure package to a client regarding an investment portfolio.
A financial advisor creates an invitation to complete your firm's onboarding package and sends it to an investor. After the client has reviewed and signed these documents online, the advisor receives an invitation to complete an online account review. That signed review, along with all documents signed by the investor, is then automatically sent to the firm's compliance department for final account approval.
Onboarding at Interactive Brokers
Let a client open a new account online at Interactive Brokers. In most cases the client will be issued a new account number on the fly. This process does not use DocuSign or any third-party electronic signature applications.
Onboarding your client at Trust Company Of America
Open a new account online for your client, receive a new account number on the fly and send a DocuSign envelope to your client that contains the RIA and brokerage documents that need to be signed.
Client self-onboarding at Trust Company Of America
Let one of your clients open a new account at TCA online. The account number is generated on the fly and the client receives a DocuSign envelope that contains the RIA and brokerage documents that need to be signed.
Onboarding your client at TD Ameritrade Institutional
Send a DocuSign envelope to your client that contains the RIA documents that need to be signed to open a TD Ameritrade brokerage account.
Upload a client's brokerage account
Upload the results of a client's brokerage account to Emotomy and compare the historical time-weighted performance of that account to the investment strategies you offer or other listed securities or portfolios.